11-29-2022 – SEC Strikes Again on 12b-1 Fees, Fining Another RIA
InvestTalk - Een podcast door Hosts Justin Klein & Luke Guerrero | Wealth Managers and Investment Advisors
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An SEC complaint highlights what can happen if an advisor breaches their duty to seek 'best execution' for transactions of its advisory clients. Today's Stocks & Topics: Private Equity Industry, Tech Sell-Off, Yield Curve Inversion, BKE - Buckle Inc., The Stock Market and 401k, CTRA - Coterra Energy Inc., SU - Suncor Energy Inc., SLB - Schlumberger Ltd.Advertising Inquiries: https://redcircle.com/brandsPrivacy & Opt-Out: https://redcircle.com/privacy
