Coffee & Regs
Een podcast door CSS (Compliance Solutions Strategies)
83 Afleveringen
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Investment Monitoring Rewind & 2022 Preview
Gepubliceerd: 27-12-2021 -
Evolutionary Changes in Regulatory Compliance in 2022
Gepubliceerd: 20-12-2021 -
Trends in Transaction Reporting in 2022
Gepubliceerd: 13-12-2021 -
The Perfect Storm – PRIIPs and SFDR in 2022
Gepubliceerd: 6-12-2021 -
What’s Next for Cybersecurity in 2022?
Gepubliceerd: 29-11-2021 -
Special Episode with the Deputy Commissioner, Securities Division of the Vermont Department of Financial Regulation
Gepubliceerd: 22-11-2021 -
PRIIPs Delay, But Not Implementation Delays
Gepubliceerd: 15-11-2021 -
CCOs & ESG – Preparing Now for What’s Next
Gepubliceerd: 8-11-2021 -
Cybersecurity Training, Talent and Diversity
Gepubliceerd: 1-11-2021 -
An ESG Fireside Chat with KPMG’s Kay Swinburne
Gepubliceerd: 25-10-2021 -
Digital Assets: Trading & Compliance for Cryptocurrency
Gepubliceerd: 18-10-2021 -
Shareholding Disclosure Rules for Managed Holdings
Gepubliceerd: 11-10-2021 -
Cybersecurity Awareness Month – Reducing Cyber Incidents Through Vendor Due Diligence
Gepubliceerd: 4-10-2021 -
Regulator Insights & SEC Exam Priorities
Gepubliceerd: 27-9-2021 -
The Latest News & Analysis on the PRIIPs RTS
Gepubliceerd: 20-9-2021 -
Mythbusting ESG & FAQs Part 2
Gepubliceerd: 13-9-2021 -
Mythbusting ESG & FAQs Part 1
Gepubliceerd: 6-9-2021 -
SFDR Level 2 RTS Delays and Latest Developments
Gepubliceerd: 30-8-2021 -
The Mood of Compliance
Gepubliceerd: 23-8-2021 -
The RIA Wild West of Going Independent
Gepubliceerd: 16-8-2021
A CSS RegTech podcast series on moving from a tactical to strategic approach to regulatory compliance. The global regulatory space is complex and fragmented. Financial firms can address this problem through tactical responses to regulatory deadlines or think more strategically on how to optimize their compliance data, operations and technology. The Compliance Solutions Strategies weekly podcast features regulatory experts, former Chief Compliance Officers, cybersecurity specialists, industry partners and RegTech collaborators to help prepare investment management firms for changes on the regulatory horizon.