Compliance Clarified – a podcast by Thomson Reuters Regulatory Intelligence
Een podcast door Thomson Reuters
123 Afleveringen
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Season 10, Episode 9: European Central Bank and EU lawmakers add to sustainability workload for compliance officers
Gepubliceerd: 21-3-2024 -
Season 10, Episode 8: Ongoing Ukraine war, global tensions add export controls to sanctions compliance complexity
Gepubliceerd: 14-3-2024 -
Season 10, Episode 7: International Women's Day 2024: Navigating the backlash
Gepubliceerd: 7-3-2024 -
Season 10, Episode 6: Insider dealing lists: lessons from a conviction
Gepubliceerd: 29-2-2024 -
Season 10, Episode 5: How Mekong region organized crime built a global cryptocurrency money laundering network
Gepubliceerd: 22-2-2024 -
Series 10, Episode 4: Bribery and corruption outlook in the U.S. and UK for 2024
Gepubliceerd: 8-2-2024 -
Series 10, Episode 3: See you in court! The SEC and spot bitcoin ETFs
Gepubliceerd: 1-2-2024 -
Series 10, Episode 2: The state of sustainability regulation in the U.S. in 2024
Gepubliceerd: 25-1-2024 -
Series 10, Episode 1: 10 things compliance officers must consider in 2024 – EU and UK
Gepubliceerd: 18-1-2024 -
Series 9, Episode 11: Key takeaways from Week 1 of COP28 for financial firms
Gepubliceerd: 7-12-2023 -
Season 9, Episode 10: Cross-border crypto fraud enforcement and the globalization of money laundering as a service
Gepubliceerd: 30-11-2023 -
Season 9, Episode 9: OPBAS plus? UK professional body supervisors and AML supervision reform
Gepubliceerd: 23-11-2023 -
Season 9, Episode 8: Hamas, terrorist financing and the U.S. response to the 7 October attack
Gepubliceerd: 16-11-2023 -
Season 9, Episode 7: Singapore police unveils S$2.8 billion biggest money laundering ring
Gepubliceerd: 9-11-2023 -
Series 9, Episode 6: Whistleblower protections demand scrutiny in separation and confidentiality agreements
Gepubliceerd: 2-11-2023 -
Series 9, Episode 5: Does Australia's senior management accountability go FAR enough?
Gepubliceerd: 26-10-2023 -
Series 9, Episode 4: The FCA and its difficulties of dealing with whistleblowing
Gepubliceerd: 19-10-2023 -
Series 9, Episode 3: North Korea, Russia, crypto and changing attitudes to sanctions in Asia
Gepubliceerd: 12-10-2023 -
Series 9, Episode 2: Fincen's U.S. beneficial ownership database--inching closer to transparency
Gepubliceerd: 5-10-2023 -
Series 9, Episode 1: UK Financial Conduct Authority's enforcement arm: "all bases covered" or "highly unsatisfactory"?
Gepubliceerd: 28-9-2023
Compliance Clarified is a podcast from Thomson Reuters Regulatory Intelligence.Listen to wide-ranging, insightful discussions on all things compliance for financial services firms. We delve into the hot topics of the day, the challenges faced and offer up practical ideas for emerging good practice. We de-mystify regulation and explore the art, as well as the science, of the ever-expanding role of the compliance officer. Enforcements, digital transformation, regulatory change, governance, culture, conduct risk – anything and everything impacting the compliance function is up for discussion.
