Compliance Clarified – a podcast by Thomson Reuters Regulatory Intelligence
Een podcast door Thomson Reuters
123 Afleveringen
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Series 2, Episode 10: Personal accountability: structure vs substance
Gepubliceerd: 27-7-2021 -
Series 2, Episode 9: Technology and the need for firms to upskill
Gepubliceerd: 20-7-2021 -
Series 2, Episode 8: Culture – where are we now?
Gepubliceerd: 13-7-2021 -
Series 2, Episode 7: Cryptos on the rise
Gepubliceerd: 6-7-2021 -
Series 2, Episode 6: Data governance comes to the fore
Gepubliceerd: 29-6-2021 -
Series 2, Episode 5: Antitrust
Gepubliceerd: 22-6-2021 -
Series 2, Episode 4: Evolving impact of financial crime
Gepubliceerd: 15-6-2021 -
Series 2, Episode 3: All things remuneration
Gepubliceerd: 8-6-2021 -
Series 2, Episode 2: Cost of Compliance 2021: Shaping the Future
Gepubliceerd: 1-6-2021 -
Series 2, Episode 1: Operational resilience at the board room table
Gepubliceerd: 25-5-2021 -
Episode 12: Where now with Brexit?
Gepubliceerd: 30-3-2021 -
Episode 11: Regtech: the governance lifecycle special report
Gepubliceerd: 23-3-2021 -
Episode 10: Gloster and the future of the UK FCA
Gepubliceerd: 16-3-2021 -
Episode 9: Climate risk and the Sustainable Finance Disclosure Regulation (SFDR)
Gepubliceerd: 9-3-2021 -
Episode 8: Changing shape of U.S. regulation & the impact of GameStop
Gepubliceerd: 2-3-2021 -
Episode 7: China special report 2021 – digital transformation
Gepubliceerd: 23-2-2021 -
Episode 6: Five key risks for firms in 2021
Gepubliceerd: 16-2-2021 -
Episode 5: State of Regulatory Reform
Gepubliceerd: 9-2-2021 -
Episode 4: Ten things compliance officers need to consider in 2021 – Part 2
Gepubliceerd: 4-2-2021 -
Episode 3: Ten things compliance officers need to consider in 2021 – Part 1
Gepubliceerd: 2-2-2021
Compliance Clarified is a podcast from Thomson Reuters Regulatory Intelligence.Listen to wide-ranging, insightful discussions on all things compliance for financial services firms. We delve into the hot topics of the day, the challenges faced and offer up practical ideas for emerging good practice. We de-mystify regulation and explore the art, as well as the science, of the ever-expanding role of the compliance officer. Enforcements, digital transformation, regulatory change, governance, culture, conduct risk – anything and everything impacting the compliance function is up for discussion.